Audit Supervisor - Global Corporate and Investment Banking (New York, NY) Job at CEDENT, New York, NY

ZHZ3c21KM2dHam9wL1I4dzY0OVFyOUUw
  • CEDENT
  • New York, NY

Job Description

Job Description:
This job is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development.

This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Supervisor is expected to work with the assigned area independently and may lead small audits.

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
  • Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings
  • Provides input on draft audit reports and shares audit results with business leaders
  • Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
  • Establishes business partner relationships, primarily with line management, to develop business knowledge
  • Uses innovative tools to complete audit activities more efficiently (e.g., testing)
  • Support multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment. 

Required Qualifications:

  • Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business (e.g. equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc)
  • Minimum 2 years of experience auditing the Investment Banking Business within an organization (GCIB)
  • Experience with risk and control identification and assessment
  • Experience with stakeholder management
  • Pro-active, positive attitude, exhibits sense of ownership, flexibility and intellectual curiosity
  • Sound organizational, analytical, oral, and written communication skills
  • Bachelor’s degree

Desired Qualifications:

  • Experience with coaching less experienced team members
  • Experience of working in a large global bank
  • Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications

Department: Scout
This is a full time position

Job Tags

Full time, Bank staff,

Similar Jobs

Neil Medical Group

Pharmacy Tech - Infusion (IV) Job at Neil Medical Group

 ...About the Job: We have a full-time position opening for an order entry pharmacy technician. This position works Monday - Friday and every third weekend. Main duties include: Performing entry of new and refill orders. Possess knowledge of medication names and... 

Belcan

Controls Engineer - Test Rig (RR) Indy Job at Belcan

A Controls Engineer position supporting simulation and test rigs is currently available at Belcan in Indianapolis, IN. This is a full time, direct job with full benefits. Great matching candidates will have a Bachelor of Science degree in Electrical, Computer Engineering... 

Appalachian Network Services Inc

System Administrator Job at Appalachian Network Services Inc

 ...Salary: $70,000 - $75,000 per year Job Description: As a System Administrator at Appalachian Network Services Inc, you will be the final...  ...team member involved in the installation, maintenance, or remote access to Camera Systems, Alarm Systems, or Access Control Systems... 

Mutual of Omaha Mortgage

Experienced Loan Officer - Consumer Direct Job at Mutual of Omaha Mortgage

 ...residential mortgage, refinancing, and specialty loans. We employ a knowledgeable staff of experienced Loan Officers with an operations team that is second to none. By...  ...of phone calls Basic computer skills and data entry Sales experience preferred College degree... 

Tulsa Honor Academy

Physical Education & Literacy Foundations Teacher Job at Tulsa Honor Academy

 ...joining a team with an unwavering commitment to ensuring scholars in our community have access to a high-quality, college preparatory education. One that is focused on developing successful college graduates who will become well-rounded, engaged individuals who will...